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Series 65 Test BreakdownYou can qualify to become an investment adviser by passing the Uniform Adviser Law Examination, also known simply as the Series 65 exam. It's a test from the North American Securities Administrators Association (NASAA), which is actually administered by the Financial Industry Regulatory Authority (FINRA) on behalf of NASAA. A career as an investment adviser can be quite lucrative and especially fulfilling. It's much different than a career as a stock broker. By working one on one with clients, and evaluating their goals and finances, you'll be able to craft a unique investment strategy and make specific recommendations for each individual or entity in order to help them reach those goals. But first you'll need to pass the Series 65 exam.You can take it at any Prometric testing center anywhere in the country, and it's usually offered Monday through Saturday. The cost to take the test is $120 as of this writing. You'll be allowed three hours to take the test, which consists of 130 multiple choice questions, and you'll need to answer at least 90 of them correctly to achieve the minimum passing rate of 68.5%.
The Series 65 will be one of the hardest tests you'll ever take, and you'll need to proficient in a wide range of subject matter in order to pass it. Questions will cover analyzing a client's income and financial goals, appropriate risk, the many different types of investment vehicles and how to evaluate them, economic theory, and understanding of interest rates and their effects on the economy and different investments, retirement planning, investment law, portfolio management, and much more. You'll want to prepare diligently and devote much study to passing the Series 65 exam. Click Here for
Series Test Breakdown
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